AI Powered compliance software

Real-Time Trade Surveillance For Institutional Broker-Dealers

Sustain and grow institutional flow across all asset classes with real-time, cross-product surveillance that breaks down fragmented data silos and mitigates regulatory gaps.

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$16T

Daily volume monitored

400+

Model customizations

20X

Faster investigation

Real-Time Coverage Across Every Market & Product

One Surveillance Platform
For All Assets

Coverage across every market you clear and broker—cash equities, listed options, U.S. Treasury RFQ and IDB prints, cleared futures and swaps, FX, and crypto spot and derivatives .

Visibility Into Market’s Blind Spots

Operational even without an order book in markets like U.S. Treasuries RFQ, OTC venues and DEXs—detecting abusive patterns even in thin or fragmented books, with context-rich alerts that distinguish manipulative activity from natural volatility.

Cross-Product & Cross-Venue Abuse Detection

Uncover correlated manipulation across spot, derivatives, onchain and offchain markets —like cross-product spoofing and layering—that legacy surveillance systems miss by monitoring venues in silos.

Real-Time Detection of Market Abuse & Signal Distortions

Real-time detection fuses order book and behavioral analytics with external signals to flag spoofing, layering/quote stuffing, and socially amplified coordination—before it undermines best-execution evidence.

Performance That Holds at Peak Load

Performance proven at leading institutional broker-dealers, with elastic scalability to absorb order surges during macro prints and options expiry—flagging manipulation before orders hit the market.

Scalability Proven at Tier-1 Desks

Precise Controls Across Every Desk & Asset Class

Recalibrate thresholds in minutes—no code required. Fine-tune using historical data, run A/B back-tests, and preview impact before going live. With 400+ presets and inherited risk caps, HALO delivers precise controls across desks, asset classes and liquidity tiers.

AI-Powered Case Management

Purpose-built AI agents automate alert clustering and prioritization, surface actionable insights and draft investigation notes—empowering lean compliance teams to resolve cases up to 20× faster, with every step fully auditable.
‍
What is Agentic-Based Compliance?

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Easy Deployment
and Integration

Rapid Venue Onboarding

Onboard even hard-to-monitor venues with flexible support for Kafka, FIX, and minimal data mapping. HALO’s open architecture integrates third-party feeds—like KYT, sentiment data, and internal risk scores—without heavy lift or delays.

Enterprise-Grade Data Security & Auditability

HALO is built with security and compliance at its core—featuring encryption in transit and at rest, and full alignment with top global frameworks including SOC 2 Type II, ISO 27001, CIS v8, NIST CSF, GDPR, and DPF. A seven-year, tamper-proof audit trail ensures regulator-ready records from day one.

Global Regulatory Alignment

Solidus' HALO was developed in accordance with all major global regulatory mandates, including:

USA:

SEC

FINRA

CFTC

EU:

ESMA

FCA

UAE

FSRA (ADGM)

VARA (Dubai)

APAC:

HK SFC

MAS (Singapore)

Thai SEC

JFSA (Japan)

EU MiCA CASP?
‍Explore our extensive hub for practical guidance and peer insights

How to Master MiCA

Beyond technology

Industry-Leading Expertise

Trusted by top global regulators and recognized as the leader in crypto market integrity—including appointment to the CFTC’s GMAC advisory committee and founding leadership in Crypto Market Integrity Coalition (CMIC).

Professional Services
Trusted by Regulators

Solidus pairs crypto-native expertise with deep risk management experience to support digital asset supervision—spanning model calibration, investigative support, and enforcement case assistance. We equip regulatory agencies with the tools and guidance to strengthen evidence-driven oversight as the market evolves.

Learn more about Professional Services

Expert-Led
Digital Asset Training

Tailored for Chief Compliance Officers and senior risk leaders at traditional financial institutions entering digital assets, our curriculum blends foundational fluency, advanced surveillance methodology, regulatory insight, and forward-looking innovation—trusted by leading global firms and regulators.

Learn more about Trade Surveillance Academy

“

Solidus Labs emerged as the ideal partner for us because of their expertise in trade surveillance and deep understanding of the prediction markets landscape.

Robert DeNault

Head of Enforcement

Kalshi

“

Solidus Labs has established itself as the gold standard for market integrity in prediction markets, so extending our partnership was a natural step.

Antonio Alvarez Lorenzo

Chief Compliance Officer

Crypto.com

“

Our partnership with Solidus Labs further enhances our risk-based approach to on-chain and off-chain transaction monitoring, keeping us at the forefront of regulatory compliance, and in-line with the standards that institutional investors recognize and trust.

Mike Sadarangani

Group Head of Financial Crime Compliance

Zodia Custody

“

At Amber, security and compliance is fundamental to our business. We're pleased to be partnering with Solidus Labs, recognized leader in crypto market integrity solutions. Their trade surveillance solution will enhance our suite of compliance measures, protect the integrity of our platform for our users and help us better meet evolving regulatory expectations.

Lin Ma

Chief Legal Officer

Amber Group

“

Integrating Solidus Labs’ technology strengthens our ability to proactively detect and mitigate market abuse, reinforcing our commitment to market integrity, and regulatory excellence.

Sam Azad

Head of Compliance

One Trading

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See HALO in action

87% of Chief Compliance Officers
want smarter compliance solutions.

Discover how Solidus can help you prioritize alerts faster, optimize workflows, and ensure comprehensive coverage across assets and markets.